METHODS
A retrospective study was conducted involving 50 HNC patients with tumors located in the oropharynx,
tongue, base of tongue, and oral cavity. Treatment plans were developed using the Eclipse Treatment
Planning System for a Varian TrueBeam linear accelerator. Prescribed doses of 54Gy, 60Gy,
and 70Gy delivered over 35 fractions using Simultaneous Integrated Boost techniques. Both plans
were analyzed for target coverage, conformity, homogeneity, External Irradiation Index, and sparing
of normal tissues. NTCP was calculated for critical structures, including the parotid glands, spinal
cord, and brainstem.
RESULTS
IMRT demonstrated superior target coverage for PTV_70Gy, with higher D95% (96.6±1.31 vs. 96.1±0.64,
p=0.048) and D98% (95.3±1.37 vs. 94.3±1.00, p=0.001). In contrast, VMAT exhibited enhanced treatment
efficiency, significantly lowering the number of monitor units (465±43.40 vs. 1561±187.60,
p=0.001) and the External Irradiation Index. VMAT also provided better sparing of the left parotid
gland (Dmean: 34.8±15.5 vs. 35.5±15.6, p=0.016). The NTCP analysis indicated similar risks of xerostomia
between the two techniques.
CONCLUSION
VMAT presents significant dosimetric and clinical benefits compared to IMRT in the treatment of head
and neck cancer. It delivers improved conformity, shorter treatment durations and better sparing of
organs at risk.
Keywords: Head and neck cancer; intensity-modulated radiotherapy (IMRT); normal tissue complication probability (NTCP); volumetric modulated arc therapy (VMAT)
Management of contemporary head and neck cancer
(HNC) generally employs a multidisciplinary strategy
that integrates surgical intervention, radiotherapy,
and systemic therapies. The choice of treatment modality
is influenced by various factors, including the
tumor"s location, its stage, the patient"s performance
status, and objectives related to organ preservation.
[
Intensity-modulated radiotherapy (IMRT) has
emerged as a crucial therapeutic approach for head and
neck cancer (HNC), offering significant preservation
of healthy tissue while achieving effective coverage of
the target area.[
Volumetric Modulated Arc Therapy (VMAT), commonly
referred to as RapidArc, overcomes specific constraints
associated with Intensity-Modulated Radiotherapy
(IMRT) by minimizing the number of monitor units
(MUs) needed and shortening the overall treatment time.
The hallmark of VMAT is its dynamic delivery method,
which concurrently adjusts the dose rate, positions of the
multileaf collimator, and the speed of the gantry. This innovative
technique facilitates thorough coverage of the
target area through continuous arc rotation; all while ensuring
the effective safeguarding of organs at risk (OARs).
[
The selection of treatment for head and neck cancer
(HNC) necessitates a careful consideration of tumor
control alongside functional outcomes, particularly regarding
xerostomia and oral mucositis, which have a
profound effect on the patient"s quality of life.[
This retrospective analysis involved 50 patients diagnosed with head and neck cancer (HNC) from our institute database in our radiation oncology department, specifically those with primary tumors located in the oropharynx, tongue, base of tongue, or oral cavity. These patients were treated using Simultaneous Integrated Boost (SIB) techniques, employing either VMAT or IMRT. Computed tomography (CT) scans were conducted in a supine position with a slice thickness of 2.5 mm, utilizing immobilization devices such as face masks and headrests to maintain consistent patient positioning. The delineation of Gross Target Volume (GTV), Clinical Target Volume (CTV), and Planning Target Volumes (PTV_54, PTV_60, and PTV_70) was performed, with prescribed radiation doses of 54 Gy, 60 Gy, and 70 Gy delivered over 35 fractions. The organs at risk (OARs) included the spinal cord, brainstem, parotid glands, mandible, thyroid, eyes, optic nerves, optic chiasm, cochlea, and lenses. Treatment plans were created utilizing the Eclipse Treatment Planning System (version 16.1), employing a 6 MV photon beam and a constant dose rate of 600 MU/ min on a Varian True Beam medical linear accelerator (Varian Medical Systems, Palo Alto, CA) that features a 120-millennium multileaf collimator. The SIB VMAT approach utilized two arcs (clockwise: 181°-179°, counterclockwise: 179°-181°), while the SIB IMRT method employed seven fixed gantry angles (51°, 102°, 151°, 202°, 251°, 302°, 351°). The final doses were calculated using analytical anisotropic algorithm (AAA) for plannings of IMRT as well as VMAT.
The evaluation of the plans was conducted using various metrics, including Coverage Index (C), Conformity Index (CI), Homogeneity Index (HI), Dose Heterogeneity Index (DHI), Gradient Index (GI), Unified Dosimetric Index (UDI), External Volume Index (EI), and Standard Deviation (SD) to analyze dose distribution, conformity, and overall plan quality.
Qualitative evaluations of high and low dose within
treatment plans, whereas dose-volume histograms
(DVHs) offer quantitative data regarding dose distribution.
Dose coverage, an essential parameter, indicates
the proportion of the PTV that receives the prescription
dose (PD), with plans achieving at least 92%
coverage considered acceptable.[
Coverage Index (C)
C=PTVPI/PTV
This index reflects the proportion of the target volume
adequately covered by the prescribed dose, providing
a critical metric for assessing plan quality.
Conformity Index (CI)
CI=PTVRI/ PTV (2)
The acceptable range for the Conformity Index (CI)
is between 1 and 2. If the CI falls between 0.9 and 1 or
between 2 and 2.5, a minor portion of the dose extends
beyond the Planning Target Volume (PTV). Conversely,
if the CI is below 0.9 or exceeds 2.5, a substantial
volume is subjected to irradiation outside the PTV.[
Homogeneity Index (HI)
HI = Imax / RI (3)
Where, Imax represents the maximum isodose of
the target, and RI denotes the reference isodose. The
interpretation of HI value is acceptable only when it
is less than or equal to 2. A minor error occurs if the
HI value falls between 2 and 2.5, while a major error is
identified when the value exceeds 2.5.[
Dose Homogeneity Index (DHI)
DHI = (D20% - D80%) / D×100 (4)
Where, D20% represents the dose received by 20%
of the target volume (the region receiving the highest
dose). D80% denotes the dose received by 80% of the
target volume (the region receiving the lowest dose).D
signifies the prescribed dose. A lower DHI value reflects
improved dose homogeneity, with D20% consistently
exceeding D80%.[
Dose Gradient Index (GI)
Dose Gradient Index (GI) = D50% / D100% (5)
Where, D100% represents the volume of the prescribed
dose, while D50% indicates the volume of half
of that prescribed dose. This metric offers valuable information
regarding the efficacy of dose distribution
beyond the target area.
External Volume Index (EI)
EI=(VD>PD/PTV)×100 (6)
Where: VD>PDV: Volume of healthy tissues receiving
a dose higher than the prescribed dose. PTV: Planning
Target Volume.
The Unified Dosimetry Index (UDI)
UDI = C×CI×HI×GI (7)
An ideal UDI value is close to 1, which signifies
a high-quality treatment plan with optimal balance
across all indices. For every treatment plan, these parameters
were computed, and the UDI was determined
to facilitate a quantitative assessment and ranking of
plan quality.[
Normal Tissue Complication Probability (NTCP)
Analysis
Statistical Analysis
The Coverage Index is a quantitative parameter defined
as the ratio of the PTV volume receiving the prescribed
isodose (PTVPI) to the total PTV, expressed as:
The conformity index evaluates the extent to which the
prescribed dose aligns with the dimensions and configuration
of the planning target volume (PTV). This index
is calculated as the ratio of the volume of the target that
receives a minimum of 95% of the prescribed dose (PTVRI)
to the overall PTV. Generally, acceptable values for
the conformity index fall within the range of 1 to 2.
The Homogeneity Index (HI), as outlined in ICRU Report
83, serves as a crucial parameter for assessing the
quality of treatment plans in intensity-modulated radiation
therapy (IMRT). The Homogeneity Index (HI)
is defined by the following formula:
DHI is a metric used to assess the uniformity of dose
distribution within the target volume during radiotherapy.
It is determined using the following formula:
GI assesses how quickly the dose falloff outside the PTV).
It is determined by the ratio of the volume that receives
the prescribed isodose line (D100%) to the volume that
receives half of the prescribed isodose line (D50%):[
EI quantifies the proportion of healthy tissues receiving
a dose greater than the prescribed dose (PD) relative to
the Planning Target Volume (PTV).[
The UDI is defined as:
The treatment plans IMRT and VMAT techniques
were evaluated through an integrated dose-volume
analysis tool, along with an optional biological assessment
tool created by RaySearch Laboratories.
This software enabled the computation of NTCP values
for various Organs at Risk (OARs) based on the
Poisson model, incorporating specific parameters
and endpoints as detailed in 1. For the parotid gland,
the model parameters included a D50 of 4600 cGy, a
steepness parameter (γ) of 1.8, an α/β ratio of 3 Gy,
a seriality of 1, and xerostomia as the endpoint. The
spinal cord was assessed with a D50 of 6860 cGy, a
γ of 1.9, an α/α of 3 Gy, a seriality of 4, and myelitis
necrosis as the endpoint. The mandible was evaluated
with a D50 of 7030 cGy, a γ of 3.8, an α/α of 3 Gy, a
seriality of 1, and joint dysfunction as the endpoint.
For the brain stem, the parameters included a D50 of
6510 cGy, a γ of 2.4, an α/β of 3 Gy, a seriality of 1,
and necrosis or infarction as the endpoint. This assessment
offered a comprehensive insight into the
dose-response relationships and potential complications
related to OARs within the treatment plans.
Statistical analysis was performed using Jamovi software
(version 2.3.28)[
While VMAT presented improved dose coverage with reduced dose spillage and a marginally lower Coverage Index value (1.04±0.049 versus 1.07±0.078), this difference was not statistically significant (p>0.05).
Additionally, VMAT (1.32±0.187) exhibited a slightly higher Gradient Index (GI) than IMRT (1.27±0.168, p=0.064), yet this difference was also not statistically significant (p>0.05). In terms of the External Irradiation Index (EI), VMAT (0.0334±0.0609) demonstrated a significant sparing effect on healthy tissues, presenting a lower EI compared to IMRT (0.2022±0.2632, p=0.001).
For PTV_60Gy, the use of VMAT resulted in a notably lower Dmax (67.7±1.93) in comparison to IMRT (68.7±2.64, p=0.011), demonstrating a significant reduction in hotspot occurrences. Additionally, VMAT achieved a marginally lower Dmean (60.4±0.314 vs. 60.1±0.728, p=0.005), indicating marked improvements in dose management. Furthermore, VMAT displayed a significantly lower EI (5.78±4.32 vs. 8.32±5.32, p=0.001), which suggests enhanced control over radiation exposure beyond the intended target. In the case of PTV_54Gy, no significant differences were found in Dmax (p=0.271) or Dmean (p=0.088) between VMAT and IMRT. Nevertheless, VMAT demonstrated a significantly reduced EI (21.2±10.7 vs. 25.8±10.4, p=0.001), indicating improved protection of adjacent tissues. Moreover, VMAT required a significantly lower number of Monitor Units (MU) (465±43.4) when compared to IMRT (1561±187.6, p=0.001), underscoring the more efficient delivery mechanism of VMAT. The dosimetric comparison of the organs at risk (OARs) between VMAT and IMRT. In the case of the Spinal Cord, the Dmax values did not exhibit a significant difference between VMAT (38.3±4.30) and IMRT (38.9±3.53, p=0.157). Likewise, for the Brain Stem, the Dmax values were found to be similar (VMAT: 38.3±4.30, IMRT: 38.7±10.7, p=0.834). Conversely, a significant difference was noted for the Mandible, where VMAT resulted in a marginally higher Dmax (72.8±1.07 compared to 72.1±1.35, p=0.006). Regarding the Left Parotid, VMAT demonstrated a significantly lower Dmean (34.8±15.5 versus 35.5±15.6, p=0.016) and a significantly lower D50% (31.0±20.1 versus 32.0±19.7, p=0.047) in comparison to IMRT, indicating enhanced sparing of the parotid gland. For the Right Parotid, no significant differences were observed in Dmax (64.1±8.93 versus 63.8±8.0, p=0.429), Dmean (35.4±16.1 versus 35.4±15.6, p=0.865), and D50% (32.5±20.6 versus 33.1±20.0, p=0.114). With respect to the Thyroid, there were no significant differences in Dmax (VMAT: 61.3±2.26, IMRT: 61.1±3.47, p=0.817) or Dmean (VMAT: 54.6±10.73, IMRT: 53.5±9.34, p=0.175).
Table
For the PTV_60Gy, the use of VMAT resulted in a significantly reduced Dmax (68.01±1.48 compared to 70.05±1.92, p=0.001) while demonstrating comparable Dmean values (60.26±0.345 versus 59.97±1.92, p=0.543). The EI for VMAT was notably lower (9.22±9.15 versus 12.62±9.87, p=0.001), indicating improved management of radiation exposure outside the target area. Additionally, VMAT required a significantly lower number of monitor units (MU) than IMRT (493±51.5 versus 1671±101.7, p=0.001), suggesting a more efficient treatment delivery method.
The dosimetric analysis comparing the organs at risk (OARs) between VMAT and IMRT is detailed in the results demonstrated in Table 2, the Spinal Cord, VMAT demonstrated a significantly lower Dmax (38.2±3.28) compared to IMRT (39.9±3.60, p=0.003), indicating superior protection of the spinal cord with VMAT. Regarding the Brain Stem, no significant difference was found in the Dmax values, with VMAT measuring 35.3±13.6 and IMRT at 33.8±12.9 (p=0.134). In the case of the Mandible, the Dmax values were similar, with VMAT at 72.4±1.03 and IMRT at 72.7±1.66 (p=0.464). For the Left Parotid, there were no significant differences observed in Dmax (VMAT: 66.7±5.06 vs. IMRT: 66.3±5.69, p=0.144), Dmean (VMAT: 28.6±6.77 vs. IMRT: 29.1±6.71, p=0.87), or D50% (VMAT: 21.4±9.43 vs. IMRT: 21.7±9.10, p=0.594). Similarly, for the Right Parotid, no significant differences were noted in Dmax (VMAT: 69.5±4.28 vs. IMRT: 69.6±4.45, p=0.654), Dmean (VMAT: 36.6±12.3 vs. IMRT: 36.5±12.2, p=0.619), or D50% (VMAT: 32.2±17.2 vs. IMRT: 31.8±17, p=0.450). Lastly, for the Thyroid, the Dmax values were comparable between VMAT (65.02±4.89) and IMRT (65.55±5.58, p=0.255), and the Dmean values were also similar, with VMAT at 58.26±7.73 and IMRT at 57.
Table
Target Coverage and Dose Distribution
Treatment Efficiency and Delivery Parameters
Dose Homogeneity and Healthy Tissue Protection
The evaluation of External Index (EI) values
across different PTV dose levels reveals a consistent advantage of VMAT over IMRT in terms of protecting
healthy tissues demonstrated in Figure
Organ-at-Risk Sparing and NTCP Analysis
Mandible, Spinal Cord, and Brainstem NTCP Analysis:
The results indicate that both VMAT and IMRT
offer similar protection for non-target bone structures
and essential nervous system components, including
the mandible, spinal cord, and brainstem. The absence
of statistically significant differences in NTCP values
for these structures (Table
The evaluation of target coverage metrics revealed that
both treatment techniques yielded clinically acceptable
outcomes, albeit with significant distinctions. IMRT
demonstrated enhanced high-dose target coverage
for the planning target volume (PTV_70Gy), exhibiting
notably higher D95% (96.6±1.314 vs 96.1±0.643,
p=0.048) and D98% values. This is depicted in Figure
VMAT: Volumetric modulated arc therapy; IMRT: Intensity-modulated radiotherapy.
VMAT demonstrates a notable enhancement in treatment
delivery efficiency, achieving an estimated 70%
decrease in Monitor Units when compared to IMRT
(465±43.4 versus 1561±187.6, p=0.001). This significant reduction is consistent with findings.[
Figure 2 illustrates a comparison of Dose Homogeneity
Index (DHI) and Uniformity Dose Index
(UDI) between Volumetric Modulated Arc Therapy
(VMAT) and Intensity-Modulated Radiation Therapy
(IMRT) across a cohort of 50 patients. In terms
of DHI (Fig.
PTV: Planning target volumes; VMAT: Volumetric modulated arc therapy; IMRT: Intensity-modulated radiotherapy.
PTV: Planning target volumes; VMAT: Volumetric
modulated arc therapy; IMRT: Intensity-modulated radiotherapy.
The evaluation of NTCP values related to xerostomia in
a cohort of 50 patients indicated no statistically significant
differences between Volumetric Modulated Arc
Therapy (VMAT) and Intensity-Modulated Radiation
Therapy (IMRT) concerning the left and right parotid
glands. Specifically, the NTCP values for the left parotid
gland were recorded at 37.1±25.0% for VMAT and
36.6±24.7% for IMRT (p=0.679). For the right parotid
gland, the NTCP values were 42.2±28.0% for VMAT
and 42.5±27.9% for IMRT (p=0.427). The percentage
differences between the two treatment modalities were
minimal, approximately 1.35% for the left parotid and
-0.71% for the right parotid. These results are illustrated
in Figures
NTCP: Normal tissue complication probability; VMAT: Volumetric modulated arc therapy; IMRT: Intensity-modulated radiotherapy.
Ethics Committee Approval: The study was approved by the Indira Gandhi Institute of Medical Sciences: Sheikhpura Ethics Committee (no: 301/IEC/IGIMS/2025, date: 09/01/2025).
Conflict of Interest: The authors have no conflicts of interest to declare.
Financial Support: The authors declared that this study received no financial support.
Use of AI for Writing Assistance: No AI technologies utilized.
Authorship Contributions: Concept - M.Z., D.P.; Design - M.Z., D.P.; Supervision - M.Z., D.P.; Data collection and/or processing - M.Z., D.P.; Data analysis and/or interpretation - M.Z., D.P.; Literature search - M.Z., D.P.; Writing - M.Z., D.P.; Critical review - M.Z., D.P., D.S.
Peer-review: Externally peer-reviewed.